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Why The SEC Cares About Who Owns What During OTC Transfers

OnlineAdvertise02
Published 04/07/2025 - 4 hours ago
Category
Business
Description
When you read “OTC stock transfer,” your mind may automatically go into nap mode. The SEC (a.k.a. the United States Securities and Exchange Commission) is all about knowing who has what and when, even in fly-under-the-radar OTC (over-the-counter) stock transactions. It’s not only about the individual shareholders; the OTC companies issuing stock also have guidelines to adhere to.
 
 

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